Back to top
  • Home Logo

    Home Logo

    Home Logo

  • New Orleans

    Upcoming Event

    New Orleans

  • McGladrey Alliance

    McGladrey Alliance

    McGladrey Alliance

FTS Plus

https://secure.emochila.com/swserve/siteAssets/site12741/images/white_high_quality_logo.png

 
Fund Tax Services is the premier award winning tax firm exclusively dedicated to the alternative investment industry with extensive knowledeg, expertise and experience servicing Private Equity Funds, Real Estate Funds and Hedge Funds. By providing only non-audit services, the FTS team is able to proactively focus on a broad range of services to help our clients achieve their goals.
 
FTS "PLUS" --> A COMPELLING VALUE PROPOSITION. FTS clients can also benefit from the specialized industry expertise of the following firms whom we know well and trust:
 
  • Investment Business Advisors, LLC specializes in advising GP alternatives firm CEOs, COOs and CIOs regarding firm and fund assessments, strategic initiatives, alternative industry "Best Practice" and overall firm effectiveness, efficiency and transparency.

       www.InvestBizAdvisors.com                 pae@InvestBizAdvisors.com                (212) 920-6042 

  • R.T. Hausler Strategic Marketing LLC delivers successful outcomes on asset managers' key marketing projects (planning, pitchbooks, websites, white papers). Our track record for innovative and creative ideas have helped gather over $45 billion AUM. We are uniquely positioned to help you think and do things "differently and better" than your competitors.

       www.RTHausler.com                             bob@rthausler.com                               (201) 745-9071

  • Spurwink River Consulting offers exceptional distribution-related access to institutional investors and the investment consultant community. With a deep understanding of how the hiring decision process works in this channel, SRC can help you navigate the process to increase the probability of gathering new assets.

                                                                   oconnellbp@comcast.net                      (781) 864-1480

  • Gartland & Mellina take a hands-on approach to produce customizable compliance solutions and serve as your complete outsourced compliance resource. Regulatory requirements have taken center stage across the financial services industry, straining the resources of firms as they attempt to comply with a regulatory landscape that seems to be constantly evolving.

    www.gartlandandmellina.com          Compliance@GartlandandMellina               (212)-418-4791

https://secure.emochila.com/swserve/siteAssets/site12741/images/IBA_logo.jpghttps://secure.emochila.com/swserve/siteAssets/site12741/images/RT_Hausler.png

 

Investment Business

Advisors LLC.

 

 https://secure.emochila.com/swserve/siteAssets/site12741/images/white_high_quality_logo.png

 

https://secure.emochila.com/swserve/siteAssets/site12741/images/Screen_Shot_2017-11-28_at_1.59.34_PM.pngSpurwink River Consulting

Institutional Distribution

 

https://secure.emochila.com/swserve/siteAssets/site12741/images/RSM_US_Alliance_Logo_Horizontal_RGB.jpg

 

Business Consulting Marketing Distribution Compliance


Business Consulting

https://secure.emochila.com/swserve/siteAssets/site12741/images/IBA_logo.jpg

Investment Business Advisors LLC.

Paul Ehrhardt has 30+ years of experience in executive leadership & strategic advisory positions with global asset management firms with investment teams located in the US, UK, Tokyo, Beijing, Hong Kong and Singapore. His experience spans private equity, real estate, fund of hedge funds & long-only managers. The focus of his work has been on managing and enhancing the transparency, effectiveness and efficiency of investment processes supporting business process of GP managers and their funds and helping them meet the expectations of institutional investors, regulators & "Best Practice" standards.

https://secure.emochila.com/swserve/siteAssets/site12741/images/Paul.jpg

Paul has served as Managing Director/ Chief Operating Officer/ Strategic Advisor to firms including:

-Arden Asset Management
-Legg Mason International Equities
-Citigroup Asset Management London
-American Century Investments
-Landmark Partners
-Aetna and CIGNA Investments

Education:

  • St. Bonaventure University BA
  • Woodrow Wilson School of Public and International Affairs - Mid Career Program, Princeton University
  • Green Templeton College, Oxford University - Advanced Management Programme

 

Asssesments
  • Firm/Fund Governance
  • Strategic Plans/ Projects
  • Readiness:
    • Due Diligence
    • Regulatory Audit
    • Global Expansion
    • Organzation Structure

 

 

 

 

 

 

 

Strategy
  • Growth: Organic / Acquisition
  • New Investment Strategies / Products
  • New Investor Geography / Platform
  • New Partner Investment

 

 

Best Practice
  • Investment Comittee
  • Investment Processes
  • Business Support Processes / Role Alignment
  • Third Party Services Provider
  • Lessons Learned '08-'09

 

 

 

 

 

 

 


Marketing

https://secure.emochila.com/swserve/siteAssets/site12741/images/RT_Hausler.png

Bob Hausler is an accomplished asset management and financial services marketing executive with a proven track record of success spanning the Institutional, Retail, RIA and HNW private client channels. During the course of his career, Bob has helped raise more than $45 billion in new AUM for investment product campaigns that he and his marketing teams brought to the market.

Bob Hausler

A creative and conceptual idea generator, Bob's past industry experience includes CMO / head of distribution roles at:

  • Bernstein Private Client
  • AllianceBernstein
  • Oppenheimer Capital -CIBC Oppenheimer
  • Beck, Mack & Oliver

 

Education:

  • Syracuse University - B.S in Finance

 

AUM Growth Product

 

  • Business Plan Development
  • Implementation of growth strategy and tactics
  • Positioning / Branding
  • Distribution
  • Communications 
  • Market Research
  • Product Assessment
  • Competitive Analysis
  • Channel & Product Expansion
  • Product Development
  • Pricing
  • Market Research
  • Product Assessment
  • Competitive Analysis
  • Channel & Product Expansion
  • Product Development
  • Pricing

 

 
 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

Distribution

Spurwink River Consulting

Brian O’Connell is a senior investment distribution professional. He has developed extensive relationships with corporate, public, Taft-Hartley plan sponsors, endowments/foundations, family offices, and investment consultants. Over the course of his career, he has consistently helped firms grow their AUM. Affiliations: AIMSE and IMCA.

https://secure.emochila.com/swserve/siteAssets/site12741/images/Brian.jpg

Brian has held senior distribution positions at leading firms including:

-Cole Real Estate
-DDJ Capital
-CRA Rogers Casey
-Evergreen Investment Management

Education:

  • Bentley College, B.A in Marketing

 

Channel Sales
  • Institutional Plans
  • Consultants
  • Family Offices:
  • Endowments
  • Foundations

 

 

Best Practices
  • Presentation Content and Design
  • Coaching
  • Sales Training
  • Vendor Selection and Support

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Compliance

https://secure.emochila.com/swserve/siteAssets/site12741/images/Screen_Shot_2017-11-28_at_1.59.34_PM.png

A VIGOROUS COMPLIANCE PROGRAM IS AN ESSENTIAL ELEMENT OF A FIRM'S OVERALL INFRASTRUCTURE

https://secure.emochila.com/swserve/siteAssets/site12741/images/Michael.jpg

Michael Byl is a Senior Executive in the asset management and financial services industry with experience including start-up and management of regulated companies, marketing/business development, compliance and strategic direction. Worked with companies large and small in North America and Europe interested in growing and expanding their business.

  • Managed compliance programs and served as CCO for RIA and broker-dealer firms.

  • Supervised SEC, FINRA, State and NFA regulatory audits

  • Client base includes firms with a broad variety of traditional and alternative investment strategies with over $3 billion AUM

  • Knowledgeable of inception activities for startups and spinouts

  • Development of Marketing and Investor Relations programs

 

Education

Michigan State University; BA Marketing

Ferris State University. Associate of Arts & Sciences, Accounting

Compliance Program
A tailored compliance program is essential to satisfy the regulators as well as promote a culture of compliance within your firm. We build a solution that focuses on your firm's particular needs to ensure you are compliant with the various requirements of securities regulators. Our team continuously analyzes the current regulatory landscape to identify any regulations that may impact your business.

 

 
 
 
 
 
 
 
Annual Reviews
Annual compliance reviews are required for firms, and regulators look favorably upon a thorough review process conducted by experienced, independent professionals. Our team of experts eliminates the stress of this process by providing a comprehensive review that covers all necessary areas of the firm and its compliance program.
Monitoring

Regular monitoring of your firm's compliance policies and procedures is crucial to maintaining a strong and robust compliance program. We believe a shifting regulatory landscape demands a dynamic approach to keep you ahead of the curve.

 



Information Request for Services Listed Above